There are three levels of assessment and reports which are available in the EFI platform:

  • Preliminary: a basic report using information sourced from the public domain only (e.g. financial institution website etc.)

  • Intermediate: uses information provided in the financial institution’s Wolfsberg CBDDQ.

  • Extended: uses additional information provided by the financial institution such as transaction data, transaction monitoring or any of the files specified in the Elucidate Data Protocols.


Reports can be shared amongst counterparties in the EFI platform. To share reports, an access request is required; depending on the type of report you are trying to access and the EFI platform subscription status of your financial institution.


An access request can be initiated by searching for the financial institution and then clicking on Request results:



As a subscribed user, you can view the preliminary report without launching a request.


The following table describes the request requirements per report type and subscription status:


Report type

Subscribed User*

Unsubscribed user*

Preliminary report for counterparty

Can view report

Must have a request completed by a counterparty

Intermediate report for counterparty

Must have a request completed by a counterparty

Must have a request completed by a counterparty

Extended report for counterparty

Must have a request completed by a counterparty

No access